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Science 19 December 1997: Vol. 278. no. 5346, pp. 2134 - 2136 DOI: 10.1126/science.278.5346.2134
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Technical Comments
Cladistic Analysis and Anthropoid Origins
Richard F. Kay et al. state in their recent
article (1) that the origin and phylogenetic relationships
of Anthropoidea have been resolved by cladistic analysis of 256 dental
and osteological attributes in 50 primate taxa, but our analysis of
data posted by Kay et al. at the time of publication
(2) indicated that their phylogeny was not the hypothesis
best supported by their data. We downloaded the data matrix provided by
Kay et al. on the Web with the intention of extending their
study stratocladistically (3). In an attempt to replicate
their results, we set all parameters as directed, and performed 30 heuristic searches as they did (1). Tree lengths were
calculated in PAUP (4) with the character weighting scheme
used by Kay et al. after we removed the 50 artificial characters included to make primates monophyletic. The result we
obtained was a set of 39 cladograms of length 98,052 steps, showing
relationships compatible with the discussion in the report, a
consistency index (CI) of 0.309, and a retention index (RI) of 0.577. However, we then ran the same heuristic search with the same parameters
for 1000 replications instead of 30, and obtained 98 cladograms of
shorter length (97,977 steps; Fig. 1, A
and B).
Fig. 1.
Strict consensus tree (A) and 50%
majority rule consensus tree (B) of 98 most parsimonious
trees of length 97,977 steps, CI = 0.309, and RI = 0.577, obtained after 1000 heuristic search replications. Boxes enclose some
traditionally recognized resolved clades. LEM, Lemuriformes; ADAP,
Adapiformes; T + W, Tarsius + washakiin omomyids;
ANTH, Anthropoidea. Strict consensus (A) is dominated by a large
polytomy with some resolved clades embedded within it. Fifty percent
majority rule tree (B) has a trichotomy with anthropoids (including
Eosimias, Arsinoea, Catopithecus, Qatrania, and Serapia), lemuriformes + adapiformes, and an omomyid clade (Anaptomorphus,
Absarokius, and Aycrossia), but all remaining omomyids (except Teilhardina) are in a separate clade that
includes Tarsius as the sister taxon to washakiins. In
neither tree is Tarsius the sister taxon to anthropoids.
[View Larger Version of this Image (80K GIF file)]
Comparison of our results with those of Kay et al. was
complicated because the number of characters in the data then posted (281) was greater than the number in the article (256). Taxa included in the outgroup, as well as those in the ingroup, differed from those
described in the article. Kay et al. did not provide the number of resulting trees, their lengths, or describe what type of
consensus formed the basis for their conclusions. The similarity of our
results to those of Kay et al., when we ran the posted data
for only 30 replications, is not unexpected because we did not override
PAUP's (4) random number seed of 1. Our more parsimonious results after 1000 replications probably differed as a result of the
greater number of replications with better sampling of possible
cladograms.
Five conclusions offered by Kay et al. form the basis
of their scenario of anthropoid origins. Our analysis of the data
posted at the time of publication (Fig. 1) found little support for
these points: (i) Haplorhine-Strepsirhine dichotomy. The monophyly of Haplorhini was not supported, questioning the usefulness of recognizing this dichotomy. (ii) Adapiformes-Lemuriformes relationships. We found
adapiformes to be the sister group of extant lemuriformes, but this
clade includes Macrotarsius and Rooneyia, both
traditionally considered omomyids. (iii) Omomyid relationships. No
omomyids formed a sister group relationship with anthropoids, and
interrelationships among omomyids were essentially unresolved. (iv)
Eosimiidae-Anthropoidea relationships. Our strict consensus tree (Fig.
1A) indicated that Eosimias and the tentatively assigned
"Eosimias petrosal" do not share a sister group
relationship with anthropoids, but a 50% majority rule consensus of
the same results (Fig. 1B) provided limited support for the dentition
and jaw (but not the petrosal being anthropoid). (v) Tarsius
relationships. Tarsius is nested within omomyids and is the
sister taxon to washakiin omomyids. It did not appear to be the sister
taxon of anthropoids in either our strict consensus or our 50%
majority rule consensus.
Kay et al. changed the Web site data (as is noted on the Web
site) since our first analysis. While the ingroup now contains only the
taxa cited in their article, the taxa in the outgroup are still
different. The number of characters used in the analysis is still 281 (rather than the 256 stated in the article by Kay et al.),
and at least one coding of morphology has been changed. We now find 21 equally most parsimonious cladograms of length 94,906 steps, and the
five conclusions stated by Kay et al. appear to have more
support. However, a strict consensus of our most parsimonious
cladograms is still inconsistent with the phylogeny they described, and
neither the data posted at the time of publication nor the data
currently posted seem to be identical to those they describe in their
article.
Discovery of more parsimonious interpretations of the data presented
originally by Kay et al. reopens the issue of primate relationships that Kay et al. describe as resolved. Maddison
(5) and Templeton (6), analyzing the "Eve
Hypothesis," found phylogenetic problems on this scale to require
intensive application of computing resources, and a heuristic analysis
with 30 replications is not enough. Archiving original data and
reporting results in an unambiguous fashion should be the norm for
publication in phylogenetics as for other disciplines, especially when
they address issues of widely recognized importance.
Jonathan I. Bloch
Daniel C. Fisher
Philip D. Gingerich
Gregg F. Gunnell
Museum of Paleontology and Department of Geological
Sciences, University of Michigan, Ann Arbor, MI 48109-1079, USA
Elwyn L. Simons
Department of Biological Anthropology and Anatomy, Duke University, Durham, NC 27705, USA
Mark D. Uhen
Cranbrook Institute of Science, Bloomfield Hills, MI 48303-0801, USA
REFERENCES AND NOTES
-
R. F. Kay,
C. Ross,
B. A. Williams,
Science
275,
797
(1997)
[Abstract/Free Full Text]
.
-
Kay et al. state [in figure 3 of
(1) on page 799] that their data are "available at"
http://www.sciencemag.org/feature/data/kay.shl. When we checked this site, it
had no data, but instead referred the reader to the personal home page
of co-author Callum Ross, at
http://www.informatics.sunysb.edu/anatomy/cross.html. Our first
analysis was based on data downloaded from this site on 24 March 1997. These data have been changed subsequently, as
stated in a brief note on the C. Ross Web site, at
http://www.informatics.sunysb.edu/anatomicalsci/aboutmx.
-
D. C. Fisher, in MacClade, Analysis of Phylogeny
and Character Evolution, W. P. Maddison and D. R. Maddison, Eds. (Sinauer, Sunderland, MA, 1992), pp. 124-129; D. C. Fisher, in Interpreting the Hierarchy of Nature, L. Grande and O. Rieppel, Eds. (Academic Press, San Diego, CA, 1994), pp.
133-171.
-
D. L. Swofford, PAUP: Phylogenetic Analysis Using
Parsimony, Version 3.1 (Illinois Natural History Survey,
Champaign, IL, 1993). Our tree lengths treat multistate codings as
uncertainty.
-
D. R. Maddison,
Syst. Biol.
40,
355
(1991)
.
-
A. R. Templeton,
Science
255,
737
(1992)
[Free Full Text]
.
-
We thank F. Ankel-Simons, W. C. Clyde, D. L. Fox, E. A. Kowalski, and J. A. Trapani for comments and
discussion. B. Miljour aided in production of the figure.
28 April 1997; revised 6 October 1997; accepted 25 November
1997
Response: Our group's cladistic analysis of
dental and osteological characters supported the fundamental
Haplorhine/Strepsirrhine dichotomy in primate evolution extending
back to the early Eocene [figure 1 in
(1)]. Bloch et al. state that our data do not support these results and that we ran an insufficient number of replicates of our analysis. We have performed supplemental phylogenetic analyses, and these support our original conclusions. We are unable to
reproduce the results given by Bloch et al. either with the data that we originally presented on the World Wide Web or with any
other data set.
Fig. 1.
Summary results of phylogenetic analyses;
details in Table 1 and Figs. 1 and 2. Numbers at nodes refer to the
list in the text.
[View Larger Version of this Image (17K GIF file)]
In our supplemental phylogenetic analyses, we used three data sets
(Table 1):
1) Data from table 3 of our article (1). Our original
analysis [summarized in figure 3 and table 3 of (1)] was
based on 50 ingroup taxa and three outgroup taxa. We selected the
ingroup taxa because they sampled the full phenetic range of the fossil taxa, are relatively complete, and have historic importance in the
debates about anthropoid origins. Eosimias was represented as two taxa in all analyses; the data on a petrosal bone of uncertain assignment were run separately.
2) Web site data. Bloch et al. initially analyzed a
data set that we placed on the Web
(http://www.informatics.sunysb.edu/anatomy/cross.html) that
inadvertently excluded two of the taxa listed in our report (Strigorhysis and Uintanius) and included two
added taxa not included in the report (a second species of
Macrotarsius and the early anthropoid Qatrania).
An equivalent dataset is now archived at http://www.sciencemag.org/feature/data/46622.shl.
3) Combined data. Data from table 3 in (1) with two taxa
added (Macrotarsius sp. and Qatrania).
Bloch et al. state that there is a discrepancy in the number
of characters in our posted data sets (281), as compared with the
number of characters we mentioned in the article (256). This discrepancy is apparent, not real: The posted character list included (and still includes) a number of characters that are invariant in the
taxa examined here, but crop up in other taxa analyzed by us in a more
exhaustive analysis now in preparation (2). Of the 281 characters posted, 256 are "informative" ones [see, for example
(3), p. 199]. Further, G. F. Gunnell (one of the co-authors
of Bloch et al.) kindly pointed out to us that the matrix
entry for the number of incisors in Eosimias was incorrect; this has been rectified in the current analyses.
As in our article (1), all analyses used the phylogenetic
analysis program PAUP (4) with a "proportionate"
weighting scheme for multistate characters. This allows us to discern a variety of states for some characters without "penalizing" dual state characters. So as to ensure primate monophyly, 50 two-state "dummy" characters were added, each of which scores the outgroups as primitive and the primate taxa as derived. All analyses were undertaken with the use of the "heuristic" search mode, selecting "add-sequence" and "subtree pruning, regrafting" options of
PAUP, with 1000 repetitions. Exhaustive searches were not feasible, given the large numbers of characters and taxa. Comparisons between our
most parsimonious "Web" tree and the majority consensus found by
Bloch et al. were undertaken with the use of the MacClade
program (3).
All of the supplemental analyses (with salient features
summarized in Table 1 and Figs. 1 and 2) produce results in agreement with the five main conclusions stated in our article (1) and contrary to the trees found by Bloch et al. (their figure
1B). All of our trees show that (i) a primary dichotomy exists among living taxa dividing living Haplorhini
(Tarsius+Anthropoidea) from Strepsirrhini (Lemuriformes);
(ii) Adapidae are assignable to the strepsirrhine side of the
dichotomy; (iii) Omomyidae are assignable to the haplorhine side of the
dichotomy; (iv) Eosimiidae are sister to late Eocene-to-Recent
Anthropoidea; and (v) Tarsius is either the sister group to
(Eosimias, Anthropoidea) or nested within omomyids,
depending on allocation of a petrosal bone to Eosimias.
Fig. 2.
Strict consensus of 21 trees with the use of taxa in
table 3 in (1). Numbers at nodes refer to the list in the
text.
[View Larger Version of this Image (44K GIF file)]
Bloch et al. describe finding 21 trees with the use of data
from table 3 in (1), presumably the same 21 that we found
(1), although they have declined our offer to exchange
original trees to confirm this point. They state that a "strict
consensus" of these 21 trees is "inconsistent" with our
conclusions. However, the strict consensus of these 21 trees does
support our conclusions (Fig. 2).
We find a single most parsimonious tree with the use of the
original Web site data with 1000 repetitions, and the tree
supports our original finding. Our tree is about 2% shorter than the
majority consensus of 98 trees illustrated by Bloch et al.,
although without examining the individual trees one cannot calculate
precisely how much shorter.
The results of some (not all) of the reanalyses depart from those
in figure 3 in our article in that Rooneyia, placed by us (with a query) as a haplorhine falling outside of Omomyidae now falls
as a basal member of Strepsirrhines. In the original analysis, we
depicted the clade [(Eosimias, Anthropoidea)
Tarsius], as always arising out of the Omomyidae and
specifically allied with washakiine omomyids. The revised analysis
always depicts this clade as arising out of Omomyidae, and sometimes,
but not always, supports a sister-group relationship with the
Washakiinae.
Bloch et al. state that their reanalysis of our data
challenges the usefulness of recognizing a
haplorhine-strepsirrhine dichotomy of living primates. In this regard,
we note that our data set does not include any characters of
physiology, development, or soft-tissue anatomy because we were trying
to place the Eocene-Oligocene fossil primates, for which such data are
unavailable, into phylogenetic context. Many other characters not
preservable in the fossil record, as summarized by Martin
(5), also support the halplorhine-strepsirrhine dichotomy,
including loss of the ability to synthesize vitamin C, chromosome
morphology, the absence of a rhinarium, the reduced development of the
nasal turbinals, several aspects of the organization of the visual
cortex, several features of the anatomy of the eye, distinctive
features of placentation, and early development. Our findings
strengthen this fundamental dichotomy and allow it to be extended to
fossils.
Richard F. Kay
Department of Biological Anthropology and Anatomy, Duke
University, Durham, NC 27710, USA
Callum Ross
Department of Anatomical Sciences, Health Sciences
Center, State University of New York, Stony Brook, NY 11794, USA
Blythe A. Williams
Derek Johnson
Department of Biological Anthropology and Anatomy, Duke
University
REFERENCES
-
R. F. Kay,
C. F. Ross,
B. A. Williams,
Science
275,
797
(1997)
.
-
C. Ross, B. A. Williams, R. F. Kay, in preparation.
-
W. P. Maddison and D. R. Maddison, MacClade
Version 3.4 for Macintosh (Sinauer, Sunderland, MA, 1992).
-
D. L. Swofford, PAUP: Phylogenetic Analysis Using
Parsimony, Version 3.1.1 and accompanying manual (Illinois
Natural History Survey, Champagne, ed. 3.0, 1993).
-
R. D. Martin, Primate Origins and Evolution
(Chapman & Hall, London, 1990).
11 June 1997; accepted 25 November 1997
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